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Find somethingMastering FCA authorisation and ongoing compliance
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Thursday 10th Oct 2024

Mastering FCA authorisation and ongoing compliance

Mastering FCA authorisation and ongoing compliance
Toby Harper
Toby Harper
Harper James Solicitors
Get your ticket
Price:£0.00
Date:Thu 10th Oct 2024
Time:12:00 - 12:45

Whether you’re launching a fintech start-up, acquiring a financial services firm, or exploring new product lines, if you are looking to provide financial services in the UK, you need to understand about FCA authorisation.

Key takeaways from this session:

  • FCA authorisation vs. registration
  • What activities require FCA authorisation
  • Key requirements of the authorisation process
  • Dealing with common pitfalls and unsuccessful applications
  • Managing ongoing compliance obligations

Our legal experts, John Pauley and Charles Rogers, will demystify the complexity, and help you increase your chances of a successful application and ongoing compliance.

 
Toby Harper
Toby Harper
Harper James Solicitors
 
A law firm purpose built to support ambitious businesses from start-up to scale-up. As a corporate lawyer turned entrepreneur, Toby founded Harper James in 2014. Previously the in-house counsel at a Midlands VC, Toby had first-hand experience of the challenges SMEs faced getting reliable and affordable legal advice. Harper James believes in providing access to first-class legal advice that SMEs need - at a cost that won’t bankrupt you at the first hurdle. With legal support from partner-level lawyers starting at just £125 an hour, Harper James is dedicated to enabling Britain's small businesses to realise their goals. Contact me for a free consultation to talk about how we can help your business to grow.
 

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